Regulators admit mistakes--except SEC, Finra
How come regulators from the OTS can admit mistakes and not use the "not-our-job excuse," while everyone--and I mean everyone-- at Finra and the SEC duck responsibility for failed brokerage firms?
posted by Dan Jamieson at 1:02 PM 0 Comments
Dan Jamieson is a veteran trade journalist who's covered Wall Street for more than two decades. ...Check this blog for regular insights on investing and the financial services industry.... Dan can be reached at broker_advocate@hotmail.com.
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